Services

Public Companies

Private Placements – PIPES

For public companies, Aspenwood Capital’s distribution capabilities provide a platform for highly successful transactions that fit your corporate strategy. Our exceptional relationships with institutional and high net-worth investors allow for rapid, flexible and generally long-term financing for our client companies.

Aspenwood is a leading placement agent for PIPE’s (acronym for Private Investment in Public Equity) and is highly experienced in providing insight to market receptivity of pricing, valuation and relevant PIPE capital structures including common stock, convertible preferred stock, convertible debt and warrants. The principals have deep relationships with a broad array of institutional and accredited investors which helps ensure a targeted investor audience and significantly enhances the potential for a successful financing transaction.

Private Companies

Aspenwood Capital works primarily with profitable growth-stage private companies in locating all manner of debt and equity financings for growth, acquisitions, recapitalizations and refinancing purposes. Its experienced principals maintain strong relationships with both traditional and non-traditional capital providers including mezzanine and senior debt lenders, hedge funds, Business Development Companies (BDC’s) and accredited investors.

Aspenwood’s principals work with an extensive network of key associates that can provide guidance for private companies interested in becoming public companies – primarily for the benefit of enhanced capital raising and potential shareholder liquidity. As IPO’s for companies seeking less than $50 million in financing have nearly disappeared, Aspenwood orchestrates transactions for private companies to obtain a public listing through more certain, generally less expensive alternative means including self-filings and reverse mergers into public shells.